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Job Details


Capital One

Senior Associate (Risk & Government Relations Team) (R137595)

Business and Financial Operations

All

Yearly

No

McLean, Virginia, United States

Center 1 (19052), United States of America, McLean, Virginia

Senior Associate (Risk & Government Relations Team)

The Internal Audit function within Capital One is a dedicated group of audit professionals focused on delivering top quality assurance services to the organization’s Audit Committee. The Audit department is considered one of the leading internal audit functions within the financial services industry and is highly regarded within Capital One. Audit professionals are experienced, well-trained and credentialed, and operate within a highly collaborative team environment to deliver value added opinions and recommendations.

The Audit Practices (“Practices”) group is seeking an energetic, self-motivated Senior Associate to join the Risk & Government Relations team. As a member of the team, you will assist in ensuring a well-managed approach to regulatory agency interactions and select risk-focused activities (e.g., Continuous Monitoring and Issues Trending Analysis).

Here's what we're looking for in an ideal teammate:

  • You are passionate about ensuring a well-managed risk environment through a strong understanding, and value, of regulatory stakeholder feedback and responsiveness.

  • You are a critical thinker who seeks to understand the business and its control environment.

  • You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.

  • You possess a relentless focus on quality and timeliness.

  • You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

  • You develop influential relationships based upon shared objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.

  • You’re a firm believer that a rich understanding of data, innovation, and technology will elevate the department and improve work processes. This will require leveraging the power of data analytics and furthering your technical expertise.

  • You're a team player. You have a passion for collaborating and investing in the betterment of your team.

  • You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Responsibilities:

  • Proactively track and follow-up on Audit’s regulatory commitments to ensure timely deliveries;

  • Assist in the facilitation and coordination of regulatory exams directed to and/or impacting Audit, working with senior leaders as well as Regulatory Relations;

  • Coordinating the timely and complete delivery of Audit Reports and Audit Validations to the regulatory agencies;

  • In partnership with team leaders, prepare communications to update key stakeholders on operational metrics/ results relating to regulatory findings/commitments;

  • Coordinating the Subject Matter Expert reviews of Audit Issues to proactively identify trends;

  • Develop and maintain strong and effective working relationships with key business partners both within Audit and in other departments (e.g., Regulatory Relations);

  • Assist in communicating issues, risks and recommendations to all levels of management;

  • Proactively seek out learning opportunities to enhance skills and competencies related to role;

  • Operate independently and ensure work is completed according to schedule and meets our high-quality standards; and

  • Manage timely and high quality delivery of multiple tasks, including special assignments and administrative activities.

Basic Qualifications:

  • Bachelor’s Degree or military experience

  • At least 2 years of experience in one, or a combination of the following fields:

    • Audit

    • Accounting

    • Financial Analysis

    • Risk Management

    • Compliance

    • Regulatory Relations

Preferred Qualifications:

  • Master’s Degree in Accounting or Master’s Degree in Finance or Master’s Degree in Economics, or Master of Business Administration

  • Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Bank Auditor (CBA)

  • Excellent communication, both written and verbal

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-[Register to View] or via email at [Register to View] . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to [Register to View] [Register to View] One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).