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Job Details


Prudential

Manager, Group Insurance Compliance (R-108815)

Retail

All

Yearly

No

Newark, New Jersey, United States

Job Classification:

Corporate - Legal and Compliance

Law, Compliance, Business Ethics and External Affairs (LCBE) is a corporate partner with a dynamic, collaborative and diverse professionals. We provide expertise in legal matters, regulatory monitoring, ethics, government affairs and public policy, as well as investigations related to Prudential and its various businesses. Our collective efforts ensure that Prudential’s products, services and operating practices adhere to relevant laws and regulations, as well as to company policies and business standards

The candidate should be able to work independently in a fast paced and changing environment, with the ability to flex with shifting responsibilities and priorities. This position will give the successful candidate broad exposure to the business as well as key business stakeholders and corporate partners in Law, Risk, and Internal Audit.

Key Responsibilities include but are not limited to:

  • Providing compliance support to business partners regarding the practical application of insurance, broker dealer, and other regulations.
  • Compliance coordination and oversight of required regulatory filings.
  • Assist in the development of testing and monitoring plans under Prudential’s Compliance Risk Management framework.
  • Coordinating the Group Insurance OFAC and FinCEN requests from Prudential’s Financial Crimes Unit.
  • Conduct research to resolve complex issues related to business operations.
  • Evaluate business operations processes and their effectiveness in conjunction with audit and internal assessment findings.
  • Assist the business to develop Standard Operating Procedures (SOPs) and Written Supervisory Procedures (WSPs) to comply with business and corporate policies in support of their operations.
  • Development, maintenance and execution of compliance reviews, monitoring, testing and control activities.
  • Work on cross-business unit projects and initiatives to support and drive the enterprise horizontal approach as a way of business.
  • Build continuous strong relationships with business partners.

Qualifications:

  • The successful candidate should at least have 3-5 years of relevant compliance, regulatory, business, operations, or other relevant professional experience
  • Knowledge of the regulations directly impacting life insurance and broker dealer operations, including state insurance laws, NAIC Model Regulations and FINRA & SEC rules
  • Ability to work independently in a fast paced and changing environment
  • Ability to effectively manage and prioritize deliverables
  • Strong technical, analytical, communication and interpersonal skills
  • Openness to new ideas and seeks opportunities to learn
  • Professional skepticism in assessing appropriateness, objectivity and independence
  • Understand key business risks, marketplace and regulatory environment
  • Ability to think beyond a problem on its face
  • Comfortable with ambiguity and has the dexterity to adjust as needed
  • Understands the complexities and nuances of a global environment
  • Seeks to understand customer’s needs and challenges
  • Critical skills such as the ability to issue spot, think strategically, research and resolve are necessary
  • Ability to collaborate across business units and corporate functions in a fully inclusive and open manner
  • FINRA licenses, 6/26 or 7/24 a plus

Primary Location: Hybrid. On-site presence in Newark, NJ about 2x per month.

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Prudential Financial, Inc. of the United States is not affiliated with Prudential plc. which is headquartered in the United Kingdom.

Prudential is a multinational financial services leader with operations in the United States, Asia, Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused on helping individual and institutional customers grow and protect their wealth. The company's well-known Rock symbol is an icon of strength, stability, expertise and innovation that has stood the test of time. Prudential's businesses offer a variety of products and services, including life insurance, annuities, retirement-related services, mutual funds, asset management, and real estate services.

We recognize that our strength and success are directly linked to the quality and skills of our diverse associates. We are proud to be a place where talented people who want to make a difference can grow as professionals, leaders, and as individuals. Visit [Register to View] to learn more about our values, our history and our brand.

Prudential is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, national origin, ancestry, sex, sexual orientation, gender identity, national origin, genetics, disability, marital status, age, veteran status, domestic partner status , medical condition or any other characteristic protected by law.

The Prudential Insurance Company of America, Newark, NJ and its affiliates.

Note that this posting is intended for individual applicants. Search firms or agencies should email Staffing at [Register to View] .

Please note that the above email is solely for individuals with disabilities requesting an accommodation. If you are experiencing a technical issue with your application or an assessment, please email to request assistance.